Consumer Information

Advice given through this website is for educational purposes only and participants should be aware that a financial planning engagement has not been established. Complete data has not been gathered and all alternatives have not been considered. This firm may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered, filed notice or otherwise excluded or exempted from registration requirements. The purpose of this web site is for information distribution on products and services. Any communications with prospective clients residing in states or international jurisdictions where this firm and its advisory affiliates are not registered or licensed shall be limited so as not to trigger registration or licensing requirements.

Registered Investment Advisor

Golden Gate Advisors, Inc. is a Registered Investment Advisor.

(1) A broker-dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state's broker-dealer, investment adviser, BD agent or IA rep requirements, as the case may be; and

(2) Follow-up, individualized responses to consumers in a particular state by broker-dealer, investment advisor, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's broker-dealer, investment advisor, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion.

(3) for information concerning the licensure status or disciplinary history of a broker-dealer, investment advisor, BD agent or IA rep, a consumer should contact his or her state securities law administrator. [Stated pursuant to Commissioner's Release No. 100-C (November 5, 1996) under Section 25610 of the State of California Corporations Code]

SEC Form ADV Part II or equivalent is provided periodically to existing clients and all new clients. It is available upon request. Please call (925) 254-4430.

Real Estate Brokers License

Golden Gate Advisors, Inc. is a licensed State of California Real Estate Broker. License number #01239728. Call the Department of Real Estate at (916) 227-0931 with any questions.

Certified Financial Planner

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP, CERTIFIED FINANCIAL PLANNER™ and  the CFP Logo which it awards to individuals who successfully complete initial and ongoing certification requirements. CFP Board of Standards, 1425 K Street, NW, Suite 500,Washington, DC 20005

IRS Circular 230 Notice

To the extent that this message or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.

Links to Other Sites

Please note that links to other sites are provided as a convenience and a link does not imply this firm's sponsorship or approval of any of these sites. When you access one of these web sites you are leaving this firm's website.